Regal Securities, Inc.
Member NASD/SIPC
950 Milwaukee Avenue, Suite 101, Glenview, IL 60025, 1-800-92-REGAL

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Disclosure of Business Continuity Policy

Regal Securities, Inc., is a broker/dealer and member of the NASD. NASD Rule 3510 requires each member firm to create and maintain a business continuity plan (BCP). Accordingly, Regal has developed a plan to ensure that business continues to run uninterrupted during business emergencies. Click on the link below for a brochure that summarizes Regal's Business Continuity Policy.

Business Continuity Policy Summary

Mailing Address:
Regal Securities
Attn: New Accounts
P.O. Box 9503
Fort Myers, FL 33906-9503

Overnight Address:
Regal Securities
Attn: New Accounts
1400 Colonial Blvd.,
Suite 14
Fort Myers, FL 33907

Phone:
1-800-92-REGAL

Fax:
1-800-349-9552

Viking Securities is a division of Viking Financial, LLC
Viking Financial LLC is not affiliated with Regal Securities, Inc.
Securities offered through Regal Securities, Inc., member NASD/SIPC

The information on this web site is for discussion and information purposes only. All securities are offered by Regal Securities, member NASD/SIPC. All accounts are accepted at the discretion of Regal Securities Inc. Regal accepts customer orders only on an unsolicited basis, and does not make any recommendations regarding any security or securities product with the possible exception of orders executed by our full service bond desk. Nothing contained herein should be considered as an offer to buy or sell any security or securities product. System response and account access times may vary due to market conditions, system performance, and other factors.

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